Job Details

Overview

This position reports to the Associate General Counsel/Compliance Officer and is part of the Legal and Compliance Department where initiative, enthusiasm, and collaboration are critical. The Compliance Associate will manage strategic compliance relationships and support general compliance matters.

Responsibilities

• Coordinate with GC/CCO and AGC/CO to execute compliance management system
• Manage responses to audits and examinations and ongoing monitoring activities from financial institutions
• Lead interactions for committee meetings and prepare materials for meetings with the board and senior management
• Update and/or draft company policies and procedures
• Conduct compliance testing & monitoring, including matters involving BSA/AML, ECOA/Fair Lending, UDAAP, and CAN-SPAM/TCPA
• Promote company policy initiatives, including advocacy, training, and reporting
• Take ownership of compliance-driven relationships with senior management, banking partners, and other regulated strategic partners
• Assist AGC/CO in compliance assessments and control implementation
• Support GC/CCO and AGC/CO in company-level initiations and special projects

What You Have

• Bachelors degree with a minimum of 5 to 7 years of experience as a compliance associate or analyst
• Prior position in-house at a bank or regulated lender
• Experience in conducting and responding to audits
• Experience in BSA/AML, ECOA/Fair Lending, and/or UDAAP
• Propensity to learn quickly, analyze risks, and propose practical solutions
• Superior communication and organization skills
• Comfort with evolving priorities in a dynamic environment
• Ability to relate well to peers and build effective business partnerships

Base Salary Range

$95,000-$105,000

About Fora Financial

Fora Financial is a technology-enabled, leading provider of flexible financing to small and medium-sized businesses. Since 2008, we have supported thousands of merchants with billions of dollars of capital to fund operations, manage cash flow gaps, and support growth. We deliver capital quickly through a streamlined process.

The Benefits of Working for Fora Financial

• Opportunity for Advancement
• 401k Plan with Company Match
• Gym Reimbursement for Employees on Medical Plans
• Life Insurance at No Cost to Employees
• Generous Time Off Plan
• Flexible Spending and Commuter Benefits
• Year End Bonus Eligibility
• Free breakfast, snacks, and weekly lunch in the office
• Hybrid work option (2 days remote per week)

Fora Financial is an Equal Opportunity Employer. We are committed to fostering a diverse and inclusive workplace where all individuals are treated with respect and dignity. We do not discriminate on the basis of race, color, religion, sex, gender identity, sexual orientation, national origin, disability, age, veteran status, or any other legally protected status. We provide reasonable accommodations for qualified individuals with disabilities. If you need assistance or accommodations during the application process, please contact ...@forafinancial.com.